NFA has permanently barred Dafex Global Ltd. (Dafex), a former NFA Member and current CFTC registered commodity pool operator and commodity trading advisor located in Malaysia from membership and from acting as a principal of an NFA Member.
The Decision, issued by NFA's Business Conduct Committee (BCC), is based on a Complaint issued by the BCC. The BCC found that Dafex engaged in deceitful conduct to obtain NFA membership and CFTC registration by falsely listing an individual as a principal and by sponsoring this individual as an associated person (AP), despite knowing the individual would not be engaging in any activities that would require AP registration. The BCC also found that Dafex willfully submitted misleading information to NFA.
Reprinted from NFA, the copyright all reserved by the original author.
免責事項：本記事で述べられている見解は著者の見解のみであり、Followmeの公式見解を反映するものではありません。Followmeは、提供された情報の正確性、完全性、信頼性について一切責任を負いません。また、書面で明示的に記載されている場合を除き、本記事の内容に基づいて行われたいかなる行動についても責任を負いません。
古いコメントはありません。ソファをつかむ最初のものになりましょう。