The Australian Services and Investments Commission announced it has cancelled the Australian financial services (AFS) licence held by Sydney-based financial services provider Halifax Investment Services Pty Limited on 8 January 2021.
The AFS licence cancellation allows Halifax to continue certain processes on a limited basis until 7 January 2022.
Those processes include:
- ensuring that clients of Halifax continue to have access to an external dispute resolution scheme;
- ensuring that Halifax continues to have arrangements for compensating retail clients, including the holding of professional indemnity insurance cover; and
- providing financial services to retail or wholesale clients of Halifax limited to the termination of existing arrangements with clients.
These conditions have been put in place so that the cancellation does not adversely affect past or current clients.
Source: Leaprate
免責事項：本記事で述べられている見解は著者の見解のみであり、Followmeの公式見解を反映するものではありません。Followmeは、提供された情報の正確性、完全性、信頼性について一切責任を負いません。また、書面で明示的に記載されている場合を除き、本記事の内容に基づいて行われたいかなる行動についても責任を負いません。
この記事が気に入ったら、著者にチップを送って感謝の気持ちを表しましょう。
古いコメントはありません。ソファをつかむ最初のものになりましょう。